Date of Award

5-2026

Document Type

Dissertation

Degree Name

Doctor of Philosophy (PhD)

Department

Economics

Committee Chair/Advisor

Howard Bodenhorn

Committee Member

Matthew S. Lewis

Committee Member

Molly Espey

Committee Member

Yichen Christy Zhou

Abstract

In my dissertation, I study credit access in diverse urban communities, the role of the financial institutions that serve them, such as Minority Depository Institutions (MDIs) and non-MDIs. The first chapter studies the effect of bank branch closures (both MDIs and non-MDIs) on credit access in these diverse urban communities. MDIs are US community banks that are owned and operated by minority populations, such as Black-owned, Asian-owned, Hispanic-owned banks or Native-owned banks. The second chapter studies the proximity of Black-owned banks to historically segregated urban neighborhoods. More specifically I study whether surviving Black-owned banks are more likely to be present in historically "redlined" urban areas, that were also heavily populated by minorities in the past. I also investigate the roles these banks currently serve within their communities.

In the first chapter, I investigate the role of urban community banks, MDIs in promoting credit access in underserved, diverse urban neighborhoods. I construct a panel dataset, employ an event-study design and treat MDI and non-MDI branch closures within census tracts as interventions. The effects are largely minimal, with a few notable exceptions: 1) Asian MDI branch closures lower mortgage originations within the Asian community, 2) Hispanic MDI branch closures lower small business loan (SBL) originations to small firms, while, 3) non-MDI branch closures lower mortgage originations within Black communities served by Black MDIs. Surprisingly, non-MDI branch closures precede an increase in total SBL originations. Using lender-level Herfindahl–Hirschman index, I show branch closures do not lead to more concentrated lending markets, rather encourage entry of non-local and non-bank lenders. The results highlight the evolving and decreasing role of physical bank branches and relationship banking in an increasingly digital banking landscape.

In the second chapter, I study the present-day proximity of MDIs to historically segregated urban neighborhoods. Using a Poisson Generalized Estimating Equation (GEE) framework, I investigate whether MDIs are more likely to exist in "redlined" census tracts based on the Home Owners' Loan Corporation's (HOLC) "residential security maps" in 1930s. I find the expected number of Black MDIs increase 10%, whereas those of non-MDI banks decrease 1% for each 10% increase in the tract's redlined area. I also find Asian MDIs and Hispanic MDIs locations are negatively correlated with the tract's redlined areas. Rather, their expected numbers increase 34% and 13% for each 10% increase in Asian language and Spanish speakers at the tract level respectively. The results show how historical federal policies continue to influence the modern banking landscape and how Black-owned banks co-exist with larger banks in their local markets.

Share

COinS
 
 

To view the content in your browser, please download Adobe Reader or, alternately,
you may Download the file to your hard drive.

NOTE: The latest versions of Adobe Reader do not support viewing PDF files within Firefox on Mac OS and if you are using a modern (Intel) Mac, there is no official plugin for viewing PDF files within the browser window.